Senior Life/Annuity Market Conduct Examiner

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Job Description:

Senior Life/Annuity Market Conduct Examiner


The Senior Market Conduct Examiner will assist the Examiner-in-Charge in ensuring a successful completion of Market Conduct Examinations in accordance with the procedures and processes developed by ER, the NAIC, contracting states and the federal government, as applicable.

Key Requirements

  • Conduct examination reviews of, but not limited to, Operations/Management; Marketing/Sales; Underwriting/Rating; Policyholder Service; Claims; Complaint Handling; and Producer Licensing.
  • Ensure accurate and organized work papers are prepared in accordance with the instructions provided by the Examiner-in-Charge and in the NAIC Market Regulation Handbook and procedures of state and federal government, as applicable.
  • Complete detailed entries in TeamMate throughout the examination; follow-up on all review notes as needed.
  • Work with the EIC to ensure the examination stays on schedule and budget.
  • Adhere to all the requirements detailed in ER’s Employee Handbook.
  • Obtain continuing education, as required, for all credentials and designations. 

Required Qualifications:

  • Three+ years regulatory or insurance company compliance experience.
  • Strong knowledge of Life and/or Annuity Lines of Business.
  • College degree, or equivalent experience required In-depth knowledge of standards and processes in the NAIC’s Market Regulation Handbook.
  • Effective written and oral communication skills.
  • Ability to adapt to frequently changing priorities.
  • Proficient in Microsoft Office (Word, Excel, PowerPoint, and Outlook.)

Preferred Qualifications:

  • MCM insurance designations
  • CIE or AIE designations
  • Other insurance industry designations such as FLMI, CLU, or AIRC.
  • Experience with examination software TeamMate and ACL.

Who Should Apply:

  • Examiners
  • Compliance Professionals

Resume Submission Information:

Qualified candidates are invited to submit their resumes to Craig Leonard at